Compliance And Trading Ethics

The last course in the spine. It assumes the full trading vocabulary of the thirty-seven courses before it and turns that vocabulary toward the one thing they never covered: your legal exposure as the operator selling the education. The single line that most often turns a lawful education business into an unlicensed advisory business is the line between teaching and telling — cross it carelessly and you can trigger registration obligations, enforcement, and personal liability. Ten lessons on staying on the right side of it: honest performance claims, disclosed conflicts, protected student data, accurate rules on leverage, and a review workflow you can defend to an examiner.